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3PL Warehouses: One Warehouse, Many Auditors

A logistics provider stores other companies’ goods and is accountable to each client separately. Pharmaceutical companies’ auditors arrive one after another, and each wants to see the mapping, the monitoring of their zone, deviations and verification. We show how to build monitoring that answers these questions once for everyone.

How a 3PL warehouse differs from an in-house one

Third-party storage of medicinal products is a licensed pharmaceutical activity: the Regulation approved by Decree of the Government of the Russian Federation No. 547 of 31 March 2022 requires a license for the storage of medicinal products, and therefore premises, equipment and instruments that comply with the storage rules. The warehouse is subject to the EAEU Rules of Good Distribution Practice (EEC Council Decision No. 80) and the Rules for Storage of Medicinal Products, Order No. 260n: initial mapping before the premises are put into use, placement of monitoring instruments according to its results, daily temperature and humidity monitoring, verified measuring instruments, and investigation of deviations.

The difference lies in who asks the questions. An in-house warehouse has one quality department; a 3PL provider has as many as it has clients, each with its own audit, its own list of documents and its own idea of what a “normal” report looks like. Monitoring in such a warehouse must be partitionable: one system, but each client has its own zone, its own sensors, its own reports and its own access.

Client zones in a 3PL warehouse with sensors, and the list of documents each client receives
One monitoring system, several clients. Each client sees only its own zones, while the operator sees the whole warehouse.

What the client’s auditor checks and how to answer

Auditor’s questionOur answerWhere it comes from
Have the premises been mapped, and when was mapping repeated?mapping report with summer and winter temperature maps, logger position layout, conclusions; re-mapping schedulewarehouse mapping , re-mapping
Why are the sensors placed exactly here?placement scheme linked to the warm and cold spots identified in the reportclause 18 of the Order No. 260n rules, EEC mapping guideline
How is my zone monitored?extract for the client’s sensor group: readings, alarms, reports for the period“client” role in the monitoring system, access only to the client’s own zones
Were there any deviations, and what was done?deviation report: time, duration, actual values, actions, impact assessment, CAPACAPA management
Are the instruments verified?verification certificates for each sensor in the zone, records in FSIS Arshinlookup by serial number , verification schedule
Is the monitoring system validated?validation package: URS, IQ/OQ/PQ, audit trail, access controlmonitoring system validation
How is transport controlled?qualification reports for refrigerated trucks and insulated containers, data logger reports for each triptransport qualification
What happens if equipment fails at night?alarm escalation routes, cold room hold-over times from qualification, response procedurecold room qualification, notification setup

How we build monitoring in a 3PL warehouse

  1. Mapping the entire warehouse

    All storage areas, cold rooms and freezers — over two seasons, following the EEC Guideline methodology. The report is prepared so that it can be shown to any client: without other clients’ data, with conclusions for each zone.

  2. Zone and sensor layout

    Sensors are placed according to the mapping results; each zone is assigned to a client. When a client moves to another zone, the layout is updated and the history is preserved.

  3. Role-based system

    The operator sees the whole warehouse, a client sees only its own zones and reports; the client’s auditor receives temporary access for the duration of the audit. The audit trail records who viewed or changed what.

  4. Reports and deviations

    The daily temperature and humidity log is generated automatically; deviation reports are compiled separately for each zone and sent to the client within the agreed time.

  5. Verification, replacement pool, re-mapping

    A verification schedule for all sensors, replacement without interrupting monitoring, and re-mapping when racking or equipment changes or after a serious deviation.

What to put in the contract with the client

Disputes at 3PL warehouses almost always come down to something the contract did not cover. It helps to agree in advance on:

  • storage conditions by zone and acceptable short-term excursions (for example, during goods receipt);
  • the retention period for monitoring data and the export format when the contract ends;
  • how quickly the client is notified of a deviation and what the report contains;
  • how the client’s auditor gets access to the system and the premises;
  • who is responsible for verifying the sensors in the client’s zone and for re-mapping when the client moves.

With such a system, a client audit turns from a last-minute scramble into an export of ready-made documents: mapping reports, layouts, logs and certificates are kept in one place and linked to a specific zone.

Frequently asked questions

Does mapping need to be repeated when a new client moves into a zone?

If the layout, racking and equipment have not changed, the current report and sensor layout are sufficient: the report describes the premises, not the goods. Re-mapping is needed when the layout changes, equipment is replaced, or after deviations showing that the temperature distribution has changed.

Can a client receive alarms directly?

Yes. A separate recipient group is set up in the system for the client’s zone, so the client’s quality person receives the alarm at the same time as the warehouse staff on duty. Thresholds and routes are agreed in the contract.

How can data be shown to an auditor without disclosing other clients?

Reports are generated for the zone’s sensor group, and the auditor’s access is limited by role. In the mapping report, data for other zones is anonymized or excluded.

How long should the monitoring archive be kept?

The rules require storage records to be kept for no less than the period established for documents on the circulation of medicinal products; for a pharmaceutical warehouse, common practice is at least five years, and the client contract may set a longer period. The system keeps the archive without limit, and backups are made automatically.

Preparing for licensing or a client audit, or launching a new warehouse? Send us the floor plan and a list of zones — we will estimate the mapping and a monitoring system with client access.

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